Cboe Options Exchanges Disciplinary Actions
- File No. URE-208-07/Star No. 20200667547-06; Wall Street Access
- January 16, 2025
- Letter of Consent; EDGX Rules 3.2 - Violations Prohibited, 5.1 - Written Procedures, and 11.8(c) - Intermarket Sweep Order; Rule 611 of Regulation NMS - Order Protection Rule, promulgated under the Securities Exchange Act of 1934, as amended
- File No. URE-334-04; Dash Financial Technologies LLC
- January 3, 2025
- Letter of Consent; EDGX Rules 4.2 - Furnishing of Exchange Records and 5.1 - Written Procedures