Letter of Consent; Exchange Rule 3.2 - Violations Prohibited; Rule 15c3-5 - Risk Management Controls for Brokers or Dealers with Market Access, promulgated under the Securities Exchange Act of 1934, as amended
Letter of Consent; BZX Rule 24.1 - Maintenance, Retention and Furnishing of Books, Records and Other Information, BZX Rule 18.1 - Adherence to Law, and BZX Rule 5.1 - Written Procedures; Section 17(a) of the Exchange Act and Rule 17a-3 - Records to Be Made by Certain Exchange Members, Brokers and Dealers, thereunder