Reg SHO Threshold List
The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.
| Symbol | Company Name |
|---|---|
| JANU | AllianzIM U.S. Equity Buffer15 Uncapped Jan ETF |
| MSTU | T-Rex 2X Long MSTR Daily Target ETF |
| NVDX | T-Rex 2X Long NVIDIA Daily Target ETF |
| PBJA | PGIM US Large-Cap Buffer 20 ETF - January |
| TDEC | FT Vest Emerging Markets Buffer ETF - December |
| UVXY | ProShares Ultra VIX Short-Term Futures ETF |
| ZDEK | Innovator Equity Defined Protection ETF - 1 Yr December |
| ZJAN | Innovator Equity Defined Protection ETF - 1 Yr January |