Reg SHO Threshold List
The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.
Symbol | Company Name |
---|---|
FEBM | FT Vest U.S. Equity Max Buffer ETF - February |
NVDQ | T-Rex 2X Inverse NVIDIA Daily Target ETF |
NVDX | T-Rex 2X Long NVIDIA Daily Target ETF |
PBMR | PGIM S&P 500 Buffer 20 ETF - March |
PWS | Pacer WealthShield ETF |
ROBN | T-Rex 2X Long HOOD Daily Target ETF |
SMIN | iShares MSCI India Small-Cap ETF |
SVIX | -1x Short VIX Futures ETF |
TSLT | T-Rex 2X Long Tesla Daily Target ETF |
UFEB | Innovator U.S. Equity Ultra Buffer ETF - February |
UVIX | 2x Long VIX Futures ETF |
UVXY | ProShares Ultra VIX Short-Term Futures ETF |
VXX | iPath Series B S&P 500 VIX Short-Term Futures ETN |
ZMAR | Innovator Equity Defined Protection ETF - 1 Yr March |