Reg SHO Threshold List
The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.
| Symbol | Company Name |
|---|---|
| FEBM | FT Vest U.S. Equity Max Buffer ETF - February |
| NVDQ | T-Rex 2X Inverse NVIDIA Daily Target ETF |
| NVDX | T-Rex 2X Long NVIDIA Daily Target ETF |
| PBMR | PGIM S&P 500 Buffer 20 ETF - March |
| PWS | Pacer WealthShield ETF |
| ROBN | T-Rex 2X Long HOOD Daily Target ETF |
| SMIN | iShares MSCI India Small-Cap ETF |
| SVIX | -1x Short VIX Futures ETF |
| TSLT | T-Rex 2X Long Tesla Daily Target ETF |
| UFEB | Innovator U.S. Equity Ultra Buffer ETF - February |
| UVIX | 2x Long VIX Futures ETF |
| UVXY | ProShares Ultra VIX Short-Term Futures ETF |
| VXX | iPath Series B S&P 500 VIX Short-Term Futures ETN |
| ZMAR | Innovator Equity Defined Protection ETF - 1 Yr March |